Know the Company :
CoinSwitch breaks down the complexities in Crypto, empowering the everyday Indian to make informed investment decisions on a simple and trusted platform. When we started up, Crypto was a field reserved for specialists. Today, over 20 million users trust CoinSwitch to learn, purchase and invest in Crypto. That makes us India’s largest crypto app.
On CoinSwitch, users can invest in Crypto with a few simple taps, either as a one-time purchase or in regular intervals through an SIP. But simplicity is not a substitute for informed decisions. A CoinSwitch user spends 27 minutes on our app—to learn about Crypto and Web3 through our educational content and understand the market sentiments through CRE8, the Crypto Rupee Index.
But we are just getting started. CoinSwitch not only plans to double down on making Crypto accessible to everyone but is on track to become the one-stop wealth-tech destination for every Indian.
For more information about CoinSwitch, find additional resources here: https://linktr.ee/coinswitchcareers
About the Role :
As an Associate Director of Compliance at CoinSwitch, you will be key in taking responsibility for ensuring our company's adherence to all relevant laws, regulations, and industry standards. You will collaborate closely with cross-functional teams to develop and implement effective compliance strategies, policies, and procedures. The successful candidate will have a deep understanding of SEBI regulations, exceptional attention to detail, and the ability to lead a team of compliance professionals.
What you will do :
- Develop and execute a comprehensive compliance program that encompasses regulatory requirements, risk assessments, policies, and training initiatives.
- Lead and mentor a team of compliance professionals, fostering a culture of continuous learning and development.
- Develop, implement, and monitor effective compliance policies, procedures, and controls to align with SEBI regulations and industry standards.
- Oversee transaction monitoring systems to detect and investigate potentially suspicious activities and report findings as required.
- Manage and enhance the Know Your Customer (KYC) and Anti-Money Laundering (AML) processes, ensuring robust due diligence and customer identification procedures.
- Stay abreast of changes in SEBI regulations, equity and mutual fund compliance requirements, and communicate these changes to relevant stakeholders.
- Conduct regular compliance audits and assessments to identify potential areas of risk and implement appropriate corrective actions.
- Design and deliver compliance training programs for employees at all levels of the organisation.
- Collaborate with the executive team to develop and monitor financial budgets, forecasts, and key performance indicators (KPIs).
- Support fundraising activities, including investor relations, financial due diligence, and preparation of financial presentations.
What you should have :
- Minimum of 9 years of experience in compliance management, with a strong emphasis on SEBI regulations, transaction monitoring, KYC & AML, equity, and mutual fund compliance.
- Proven track record of effectively leading and managing compliance teams.
- Deep understanding of SEBI regulations in stock broking
- Strong leadership skills with a track record of successfully managing and developing compliance teams.
- Thorough understanding of relevant laws and regulations in the WealthTech Industry
- Excellent analytical skills and the ability to assess complex regulatory issues and develop effective solutions.
- Experience in managing regulatory interactions and examinations is a plus.
